Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, WILLOW CHISING
Chinese Name of Relevant Individual
柳志成
HKMA Registration Number
AG6399
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
29 Jul 2015 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, WILLOW CHISING
:
Chinese Name of Relevant Individual
柳志成
:
HKMA Registration Number
AG6399
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6399
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
29 Jul 2015 - 31 Mar 2022
No
AG6399
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
29 Jul 2015 - 31 Mar 2022
No
AG6399
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Feb 2015 - 19 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.