Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YEE LEE ELAINE
Chinese Name of Relevant Individual
吳綺莉
HKMA Registration Number
AG6406
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 11 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2015 - 11 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YEE LEE ELAINE
:
Chinese Name of Relevant Individual
吳綺莉
:
HKMA Registration Number
AG6406
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6406
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Oct 2015 - 11 Sep 2019
No
AG6406
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Oct 2015 - 11 Sep 2019
No
AG6406
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Feb 2015 - 22 Jul 2015
No
AG6406
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Feb 2015 - 22 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.