Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU-YEUNG, MING KWAN
Chinese Name of Relevant Individual
歐陽明坤
HKMA Registration Number
AG6417
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH STRATEGIST
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH STRATEGIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2024 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2024 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2022 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2017 - 08 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU-YEUNG, MING KWAN
:
Chinese Name of Relevant Individual
歐陽明坤
:
HKMA Registration Number
AG6417
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Feb 2025
No
WEALTH STRATEGIST
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Feb 2025
No
WEALTH STRATEGIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6417
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Feb 2025
No
AG6417
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 19 Feb 2025
No
AG6417
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2024 - 15 Dec 2024
No
AG6417
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2024 - 15 Dec 2024
No
AG6417
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2022 - 18 Apr 2024
No
AG6417
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2022 - 18 Apr 2024
No
AG6417
CITIBANK, N.A.
Type 1: dealing in securities
30 Apr 2022 - 18 Apr 2024
No
AG6417
CITIBANK, N.A.
Type 4: advising on securities
30 Apr 2022 - 18 Apr 2024
No
AG6417
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
07 Apr 2017 - 08 Dec 2017
No
AG6417
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
07 Apr 2017 - 08 Dec 2017
No
AG6417
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Feb 2015 - 22 May 2015
No
AG6417
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Feb 2015 - 22 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.