Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QIU, ZHONGHAO
Chinese Name of Relevant Individual
裘中昦
HKMA Registration Number
AG6427
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2016 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2016 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2015 - 04 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2015 - 04 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QIU, ZHONGHAO
:
Chinese Name of Relevant Individual
裘中昦
:
HKMA Registration Number
AG6427
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6427
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Sep 2016 - 27 Sep 2018
No
AG6427
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Sep 2016 - 27 Sep 2018
No
AG6427
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
05 Feb 2015 - 04 Aug 2015
No
AG6427
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
05 Feb 2015 - 04 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.