Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HO KWAN
Chinese Name of Relevant Individual
黃昊坤
HKMA Registration Number
AG6435
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2019 - 02 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2019 - 02 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2017 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2017 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2015 - 23 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2015 - 23 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Feb 2015 - 23 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HO KWAN
:
Chinese Name of Relevant Individual
黃昊坤
:
HKMA Registration Number
AG6435
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2025
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2025
No
TREASURES PRIVATE CLIENT INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6435
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 May 2025
No
AG6435
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 May 2025
No
AG6435
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Feb 2019 - 02 May 2025
No
AG6435
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Feb 2019 - 02 May 2025
No
AG6435
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Jul 2017 - 23 Nov 2018
No
AG6435
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Jul 2017 - 23 Nov 2018
No
AG6435
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Sep 2015 - 23 Jun 2017
No
AG6435
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Feb 2015 - 23 Jun 2017
No
AG6435
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Feb 2015 - 23 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.