Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, KA WING KAREN
Chinese Name of Relevant Individual
寗嘉穎
HKMA Registration Number
AG6451
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SALES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2023 - 08 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2023 - 08 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Oct 2023 - 08 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2016 - 23 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2016 - 23 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2015 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2015 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, KA WING KAREN
:
Chinese Name of Relevant Individual
寗嘉穎
:
HKMA Registration Number
AG6451
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Nov 2024
No
INSURANCE SALES
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Nov 2024
No
INSURANCE SALES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6451
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 30 Nov 2024
No
AG6451
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 30 Nov 2024
No
AG6451
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Oct 2023 - 08 Nov 2024
No
AG6451
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Oct 2023 - 08 Nov 2024
No
AG6451
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Oct 2023 - 08 Nov 2024
No
AG6451
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Nov 2016 - 23 Sep 2023
No
AG6451
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Nov 2016 - 23 Sep 2023
No
AG6451
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2015 - 06 Nov 2016
No
AG6451
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2015 - 06 Nov 2016
No
AG6451
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Feb 2015 - 30 Jun 2015
No
AG6451
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Feb 2015 - 30 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.