Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, HIU KWAN
Chinese Name of Relevant Individual
彭曉君
HKMA Registration Number
AG6499
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2020 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2020 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2015 - 20 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2015 - 20 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, HIU KWAN
:
Chinese Name of Relevant Individual
彭曉君
:
HKMA Registration Number
AG6499
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6499
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Jul 2020 - 31 Jul 2023
No
AG6499
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
03 Jul 2020 - 31 Jul 2023
No
AG6499
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2015 - 20 May 2020
No
AG6499
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Oct 2015 - 20 May 2020
No
AG6499
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Feb 2015 - 22 Jul 2015
No
AG6499
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Feb 2015 - 22 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.