Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, LEE TING
Chinese Name of Relevant Individual
鄒莉婷
HKMA Registration Number
AG6502
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
05 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2022 - 19 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2022 - 19 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2019 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2019 - 19 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2018 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2018 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2018 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 19 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 19 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2015 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2015 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, LEE TING
:
Chinese Name of Relevant Individual
鄒莉婷
:
HKMA Registration Number
AG6502
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jun 2024
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jun 2024
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jun 2024
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6502
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 05 Jun 2024
No
AG6502
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 05 Jun 2024
No
AG6502
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 05 Jun 2024
No
AG6502
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jun 2022 - 19 May 2024
No
AG6502
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jun 2022 - 19 May 2024
No
AG6502
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 Jun 2019 - 19 Apr 2022
No
AG6502
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 Jun 2019 - 19 Apr 2022
No
AG6502
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Oct 2018 - 30 Apr 2019
No
AG6502
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Oct 2018 - 30 Apr 2019
No
AG6502
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Mar 2018 - 05 Sep 2018
No
AG6502
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Mar 2018 - 05 Sep 2018
No
AG6502
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2017 - 19 Feb 2018
No
AG6502
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2017 - 19 Feb 2018
No
AG6502
WING LUNG BANK LIMITED
Type 1: dealing in securities
19 Sep 2015 - 02 Jun 2017
No
AG6502
WING LUNG BANK LIMITED
Type 4: advising on securities
19 Sep 2015 - 02 Jun 2017
No
AG6502
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Feb 2015 - 30 Apr 2015
No
AG6502
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Feb 2015 - 30 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.