Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSOI, KA LAI
Chinese Name of Relevant Individual
蔡嘉麗
HKMA Registration Number
AG6513
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2017 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jul 2017 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2015 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2015 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2015 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Feb 2015 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSOI, KA LAI
:
Chinese Name of Relevant Individual
蔡嘉麗
:
HKMA Registration Number
AG6513
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6513
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jul 2017 - 19 Dec 2018
No
AG6513
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jul 2017 - 19 Dec 2018
No
AG6513
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jul 2017 - 27 Mar 2018
No
AG6513
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Dec 2015 - 09 Apr 2017
No
AG6513
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Dec 2015 - 09 Apr 2017
No
AG6513
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Feb 2015 - 18 Jun 2015
No
AG6513
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Feb 2015 - 18 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.