Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, CHO WAI
Chinese Name of Relevant Individual
唐祖蔚
HKMA Registration Number
AG6515
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER LEVEL
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER LEVEL
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2021 - 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2021 - 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2018 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2015 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2015 - 03 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2015 - 03 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, CHO WAI
:
Chinese Name of Relevant Individual
唐祖蔚
:
HKMA Registration Number
AG6515
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
07 May 2026
No
MANAGER LEVEL
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
07 May 2026
No
MANAGER LEVEL
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6515
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 07 May 2026
No
AG6515
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 07 May 2026
No
AG6515
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Aug 2021 - 25 Dec 2025
No
AG6515
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Aug 2021 - 25 Dec 2025
No
AG6515
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
12 Jan 2018 - 30 Jul 2021
No
AG6515
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
12 Jan 2018 - 30 Jul 2021
No
AG6515
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
16 Oct 2015 - 26 Dec 2017
No
AG6515
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
16 Oct 2015 - 26 Dec 2017
No
AG6515
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2015 - 03 May 2015
No
AG6515
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2015 - 03 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.