Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, SHING KIN
Chinese Name of Relevant Individual
杜成堅
HKMA Registration Number
AG6526
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2018 - 12 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2018 - 12 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2015 - 29 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2015 - 29 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, SHING KIN
:
Chinese Name of Relevant Individual
杜成堅
:
HKMA Registration Number
AG6526
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6526
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
02 Aug 2018 - 12 May 2021
No
AG6526
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
02 Aug 2018 - 12 May 2021
No
AG6526
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Feb 2015 - 29 Aug 2015
No
AG6526
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Feb 2015 - 29 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.