Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUGUEN, BRYAN HUBERT YANN
Chinese Name of Relevant Individual
高焯晞
HKMA Registration Number
AG6556
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2024 - 08 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2024 - 08 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2020 - 04 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2020 - 04 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2018 - 03 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2018 - 03 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2015 - 19 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2015 - 19 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Feb 2015 - 19 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUGUEN, BRYAN HUBERT YANN
:
Chinese Name of Relevant Individual
高焯晞
:
HKMA Registration Number
AG6556
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6556
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
10 Apr 2024 - 08 Jun 2026
No
AG6556
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
10 Apr 2024 - 08 Jun 2026
No
AG6556
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
19 Mar 2020 - 04 Nov 2022
No
AG6556
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
19 Mar 2020 - 04 Nov 2022
No
AG6556
UNICREDIT BANK AG
Type 1: dealing in securities
30 Aug 2018 - 03 May 2019
No
AG6556
UNICREDIT BANK AG
Type 4: advising on securities
30 Aug 2018 - 03 May 2019
No
AG6556
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Feb 2015 - 19 Feb 2016
No
AG6556
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Feb 2015 - 19 Feb 2016
No
AG6556
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Feb 2015 - 19 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.