Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, HO YIN
Chinese Name of Relevant Individual
馮浩然
HKMA Registration Number
AG6557
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR INVESTMENT CONSULTANT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR INVESTMENT CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 23 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 23 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2019 - 20 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2019 - 20 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Aug 2019 - 20 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2018 - 02 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 02 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2017 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2017 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jan 2017 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2016 - 28 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2016 - 28 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, HO YIN
:
Chinese Name of Relevant Individual
馮浩然
:
HKMA Registration Number
AG6557
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Aug 2023
No
SENIOR INVESTMENT CONSULTANT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Aug 2023
No
SENIOR INVESTMENT CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6557
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 24 Aug 2023
No
AG6557
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 24 Aug 2023
No
AG6557
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
06 Jan 2023 - 23 Jul 2023
No
AG6557
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
06 Jan 2023 - 23 Jul 2023
No
AG6557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2019 - 20 Nov 2022
No
AG6557
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Aug 2019 - 20 Nov 2022
No
AG6557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Aug 2019 - 20 Nov 2022
No
AG6557
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Jun 2018 - 02 Jul 2019
No
AG6557
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Jun 2018 - 02 Jul 2019
No
AG6557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jan 2017 - 08 Apr 2018
No
AG6557
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jan 2017 - 08 Apr 2018
No
AG6557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jan 2017 - 08 Apr 2018
No
AG6557
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Apr 2016 - 28 Nov 2016
No
AG6557
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Apr 2016 - 28 Nov 2016
No
AG6557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Feb 2015 - 20 Nov 2015
No
AG6557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Feb 2015 - 20 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.