Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, QIONG
Chinese Name of Relevant Individual
吳窮
HKMA Registration Number
AG6569
Other HKMA Registration Number(s)
AC3291
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Feb 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Feb 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Effective Date
11 Jul 2023
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Effective Date
11 Jul 2023
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 11 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2015 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Feb 2015 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2004 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Oct 2004 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, QIONG
:
Chinese Name of Relevant Individual
吳窮
:
HKMA Registration Number
AG6569
:
Other HKMA Registration Number(s)
AC3291
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Feb 2015
Yes
CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
18 Feb 2015
Yes
CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Registered Institution
Effective Date
Description
DEUTSCHE BANK AKTIENGESELLSCHAFT
1
11 Jul 2023
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
DEUTSCHE BANK AKTIENGESELLSCHAFT
2
11 Jul 2023
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6569
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 11 Jul 2023
Yes
AG6569
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 11 Jul 2023
Yes
AG6569
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Feb 2015 - 10 Jul 2023
No
AG6569
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
18 Feb 2015 - 10 Jul 2023
No
AC3291
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Oct 2004 - 17 Feb 2015
No
AC3291
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Oct 2004 - 17 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.