Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOO, SEOK KHENG
Chinese Name of Relevant Individual
呂淑卿
HKMA Registration Number
AG6570
Other HKMA Registration Number(s)
AF9555, AG4102
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2015 - 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2015 - 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2015 - 23 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2015 - 23 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2014 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2014 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 29 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2014 - 29 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2014 - 25 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2014 - 25 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2014 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2014 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2014 - 17 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2014 - 17 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2014 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 32
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOO, SEOK KHENG
:
Chinese Name of Relevant Individual
呂淑卿
:
HKMA Registration Number
AG6570
:
Other HKMA Registration Number(s)
AF9555, AG4102
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6570
CREDIT SUISSE AG
Type 1: dealing in securities
18 Feb 2015 - 22 Nov 2022
No
AG6570
CREDIT SUISSE AG
Type 4: advising on securities
18 Feb 2015 - 22 Nov 2022
No
AG4102
CREDIT SUISSE AG
Type 1: dealing in securities
15 Jan 2015 - 23 Jan 2015
No
AG4102
CREDIT SUISSE AG
Type 4: advising on securities
15 Jan 2015 - 23 Jan 2015
No
AG4102
CREDIT SUISSE AG
Type 1: dealing in securities
14 Nov 2014 - 25 Nov 2014
No
AG4102
CREDIT SUISSE AG
Type 4: advising on securities
14 Nov 2014 - 25 Nov 2014
No
AG4102
CREDIT SUISSE AG
Type 1: dealing in securities
18 Sep 2014 - 29 Sep 2014
No
AG4102
CREDIT SUISSE AG
Type 4: advising on securities
18 Sep 2014 - 29 Sep 2014
No
AG4102
CREDIT SUISSE AG
Type 1: dealing in securities
16 Aug 2014 - 25 Aug 2014
No
AG4102
CREDIT SUISSE AG
Type 4: advising on securities
16 Aug 2014 - 25 Aug 2014
No
AG4102
CREDIT SUISSE AG
Type 1: dealing in securities
17 Jul 2014 - 29 Jul 2014
No
AG4102
CREDIT SUISSE AG
Type 4: advising on securities
17 Jul 2014 - 29 Jul 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
10 Jun 2014 - 17 Jun 2014
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
10 Jun 2014 - 17 Jun 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
12 Apr 2014 - 23 Apr 2014
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
12 Apr 2014 - 23 Apr 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
04 Mar 2014 - 11 Mar 2014
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
04 Mar 2014 - 11 Mar 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
13 Feb 2014 - 21 Feb 2014
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
13 Feb 2014 - 21 Feb 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
13 Jan 2014 - 21 Jan 2014
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
13 Jan 2014 - 21 Jan 2014
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
24 Oct 2013 - 31 Oct 2013
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
24 Oct 2013 - 31 Oct 2013
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
17 Sep 2013 - 20 Sep 2013
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
17 Sep 2013 - 20 Sep 2013
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
09 Aug 2013 - 16 Aug 2013
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
09 Aug 2013 - 16 Aug 2013
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
16 May 2013 - 24 May 2013
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
16 May 2013 - 24 May 2013
No
AF9555
CREDIT SUISSE AG
Type 1: dealing in securities
19 Apr 2013 - 25 Apr 2013
No
AF9555
CREDIT SUISSE AG
Type 4: advising on securities
19 Apr 2013 - 25 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.