Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, CHIH CHIEH
Chinese Name of Relevant Individual
陳致傑
HKMA Registration Number
AG6574
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2019 - 14 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2019 - 14 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2017 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
21 Jul 2017 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2015 - 12 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2015 - 12 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, CHIH CHIEH
:
Chinese Name of Relevant Individual
陳致傑
:
HKMA Registration Number
AG6574
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6574
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
27 Sep 2019 - 14 Feb 2020
No
AG6574
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
27 Sep 2019 - 14 Feb 2020
No
AG6574
CREDIT SUISSE AG
Type 4: advising on securities
21 Jul 2017 - 29 Jun 2018
No
AG6574
CREDIT SUISSE AG
Type 9: asset management
21 Jul 2017 - 29 Jun 2018
No
AG6574
UBS AG
Type 1: dealing in securities
19 Feb 2015 - 12 Oct 2016
No
AG6574
UBS AG
Type 4: advising on securities
19 Feb 2015 - 12 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.