Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DUCAP, ALEXANDRE RAYMOND EDOUARD ANDRE
Chinese Name of Relevant Individual
HKMA Registration Number
AG6577
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Feb 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
19 Feb 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DUCAP, ALEXANDRE RAYMOND EDOUARD ANDRE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6577
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6577
NATIXIS
Type 1: dealing in securities
19 Feb 2015 - 17 Dec 2015
No
AG6577
NATIXIS
Type 2: dealing in futures contracts
19 Feb 2015 - 17 Dec 2015
No
AG6577
NATIXIS
Type 4: advising on securities
19 Feb 2015 - 17 Dec 2015
No
AG6577
NATIXIS
Type 5: advising on futures contracts
19 Feb 2015 - 17 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.