Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, PUI KWAN
Chinese Name of Relevant Individual
温佩君
HKMA Registration Number
AG6598
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2016 - 05 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2015 - 21 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2015 - 21 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, PUI KWAN
:
Chinese Name of Relevant Individual
温佩君
:
HKMA Registration Number
AG6598
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6598
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
13 Feb 2016 - 05 Apr 2018
No
AG6598
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Feb 2015 - 21 May 2015
No
AG6598
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Feb 2015 - 21 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.