Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, LING LING
Chinese Name of Relevant Individual
葉玲玲
HKMA Registration Number
AG6600
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2018 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 28 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 28 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2015 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2015 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, LING LING
:
Chinese Name of Relevant Individual
葉玲玲
:
HKMA Registration Number
AG6600
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6600
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Mar 2019 - 26 Apr 2019
No
AG6600
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Mar 2019 - 26 Apr 2019
No
AG6600
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Sep 2018 - 25 Jan 2019
No
AG6600
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Sep 2018 - 25 Jan 2019
No
AG6600
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 28 Apr 2018
No
AG6600
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 28 Apr 2018
No
AG6600
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Jun 2016 - 28 Jan 2018
No
AG6600
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Jun 2016 - 28 Jan 2018
No
AG6600
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Feb 2015 - 30 Apr 2016
No
AG6600
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Feb 2015 - 30 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.