Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZOU, CHEN
Chinese Name of Relevant Individual
鄒晨
HKMA Registration Number
AG6603
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2015 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2015 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2015 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZOU, CHEN
:
Chinese Name of Relevant Individual
鄒晨
:
HKMA Registration Number
AG6603
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6603
DBS BANK LTD.
Type 1: dealing in securities
24 Feb 2015 - 18 Nov 2016
No
AG6603
DBS BANK LTD.
Type 4: advising on securities
24 Feb 2015 - 18 Nov 2016
No
AG6603
DBS BANK LTD.
Type 6: advising on corporate finance
24 Feb 2015 - 18 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.