Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, YU YAN
Chinese Name of Relevant Individual
范如茵
HKMA Registration Number
AG6633
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2015 - 16 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Feb 2015 - 16 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2015 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, YU YAN
:
Chinese Name of Relevant Individual
范如茵
:
HKMA Registration Number
AG6633
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6633
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2015 - 16 Jun 2019
No
AG6633
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Feb 2015 - 16 Jun 2019
No
AG6633
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2015 - 30 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.