Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
ZHU, ZHENGQIN
Chinese Name of Relevant Individual

朱正芹
HKMA Registration Number
AG6644
Other HKMA Registration Number(s)
AD0987
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Feb 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER INVESTMENT BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Sep 2006
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR MANAGER INVESTMENT BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
25 Sep 2006
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
ZHU, ZHENGQIN
:
Chinese Name of Relevant Individual
朱正芹
:
HKMA Registration Number
AG6644
:
Other HKMA Registration Number(s)
AD0987
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
28 Feb 2015
Yes
SENIOR MANAGER INVESTMENT BANKING
UBS AG
Type 4: advising on securities
25 Sep 2006
Yes
SENIOR MANAGER INVESTMENT BANKING
UBS AG
Type 6: advising on corporate finance
25 Sep 2006
No
INV. BANKING TEAM LEADER