Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, TSZ HIM
Chinese Name of Relevant Individual
雷梓謙
HKMA Registration Number
AG6648
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2019 - 20 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2019 - 20 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2018 - 02 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2018 - 02 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2017 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2015 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2015 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, TSZ HIM
:
Chinese Name of Relevant Individual
雷梓謙
:
HKMA Registration Number
AG6648
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6648
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Nov 2019 - 20 May 2023
No
AG6648
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Nov 2019 - 20 May 2023
No
AG6648
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Jul 2018 - 02 Jun 2019
No
AG6648
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Jul 2018 - 02 Jun 2019
No
AG6648
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
05 Aug 2017 - 29 May 2018
No
AG6648
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Feb 2015 - 05 May 2017
No
AG6648
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Feb 2015 - 05 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.