Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PREKETES, SIMON
Chinese Name of Relevant Individual
HKMA Registration Number
AG6660
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2018 - 17 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2017 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2017 - 12 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2016 - 17 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2016 - 17 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2015 - 04 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2015 - 04 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PREKETES, SIMON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6660
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6660
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Mar 2018 - 17 Mar 2018
No
AG6660
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
11 Apr 2017 - 12 Apr 2017
No
AG6660
WESTPAC BANKING CORPORATION
Type 4: advising on securities
11 Apr 2017 - 12 Apr 2017
No
AG6660
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
27 Jul 2016 - 29 Jul 2016
No
AG6660
WESTPAC BANKING CORPORATION
Type 4: advising on securities
27 Jul 2016 - 29 Jul 2016
No
AG6660
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Jun 2016 - 17 Jun 2016
No
AG6660
WESTPAC BANKING CORPORATION
Type 4: advising on securities
14 Jun 2016 - 17 Jun 2016
No
AG6660
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
02 Mar 2015 - 04 Mar 2015
No
AG6660
WESTPAC BANKING CORPORATION
Type 4: advising on securities
02 Mar 2015 - 04 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.