Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BASSOLINO, GAETANO
Chinese Name of Relevant Individual
HKMA Registration Number
AG6662
Other HKMA Registration Number(s)
AG9617
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 24 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2015 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2015 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Nov 2015 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2015 - 04 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BASSOLINO, GAETANO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6662
:
Other HKMA Registration Number(s)
AG9617
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9617
UBS AG
Type 1: dealing in securities
Since 24 Dec 2020
Yes
AG9617
UBS AG
Type 4: advising on securities
Since 24 Dec 2020
Yes
AG9617
UBS AG
Type 6: advising on corporate finance
Since 24 Dec 2020
Yes
AG9617
UBS AG
Type 1: dealing in securities
04 Nov 2015 - 23 Dec 2020
No
AG9617
UBS AG
Type 4: advising on securities
04 Nov 2015 - 23 Dec 2020
No
AG9617
UBS AG
Type 6: advising on corporate finance
04 Nov 2015 - 23 Dec 2020
No
AG6662
UBS AG
Type 1: dealing in securities
02 Mar 2015 - 04 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.