Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YIN TING
Chinese Name of Relevant Individual
胡嫣婷
HKMA Registration Number
AG6671
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2016 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2016 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2015 - 07 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Mar 2015 - 07 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YIN TING
:
Chinese Name of Relevant Individual
胡嫣婷
:
HKMA Registration Number
AG6671
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6671
CREDIT SUISSE AG
Type 1: dealing in securities
14 Jun 2019 - 06 Aug 2021
No
AG6671
CREDIT SUISSE AG
Type 4: advising on securities
14 Jun 2019 - 06 Aug 2021
No
AG6671
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
21 Apr 2016 - 07 May 2019
No
AG6671
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
21 Apr 2016 - 07 May 2019
No
AG6671
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Mar 2015 - 07 Jan 2016
No
AG6671
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
03 Mar 2015 - 07 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.