Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, HO TIN
Chinese Name of Relevant Individual
葉皓天
HKMA Registration Number
AG6692
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2016 - 24 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2016 - 24 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2015 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2015 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Mar 2015 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, HO TIN
:
Chinese Name of Relevant Individual
葉皓天
:
HKMA Registration Number
AG6692
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2016 - 24 Apr 2024
No
AG6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2016 - 24 Apr 2024
No
AG6692
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Dec 2015 - 15 May 2016
No
AG6692
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Mar 2015 - 15 May 2016
No
AG6692
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Mar 2015 - 15 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.