Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GHATTAS, HAITHAM ALEXANDER
Chinese Name of Relevant Individual
HKMA Registration Number
AG6693
Other HKMA Registration Number(s)
AD9294
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 07 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jan 2020 - 07 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2015 - 22 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Mar 2015 - 22 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2015 - 14 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2012 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2008 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jun 2008 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GHATTAS, HAITHAM ALEXANDER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6693
:
Other HKMA Registration Number(s)
AD9294
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6693
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jan 2020 - 07 Mar 2024
Yes
AG6693
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Jan 2020 - 07 Mar 2024
Yes
AG6693
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Mar 2015 - 22 Jan 2020
No
AG6693
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Mar 2015 - 22 Jan 2020
No
AG6693
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Mar 2015 - 14 Oct 2019
No
AD9294
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Oct 2012 - 03 Mar 2015
No
AD9294
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jun 2008 - 03 Mar 2015
No
AD9294
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
11 Jun 2008 - 03 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.