Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OTANI, YOJI
Chinese Name of Relevant Individual
HKMA Registration Number
AG6723
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2018 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 25 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2016 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2015 - 11 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OTANI, YOJI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6723
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Apr 2018 - 18 Apr 2018
No
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Oct 2017 - 25 Oct 2017
No
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Jan 2017 - 17 Jan 2017
No
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Sep 2016 - 28 Sep 2016
No
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Jan 2016 - 20 Jan 2016
No
AG6723
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Mar 2015 - 11 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
