Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, KIN YIP
Chinese Name of Relevant Individual
張建業
HKMA Registration Number
AG6727
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2021 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2021 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Dec 2021 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2021 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2021 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Sep 2021 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2018 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2018 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2015 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Mar 2015 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, KIN YIP
:
Chinese Name of Relevant Individual
張建業
:
HKMA Registration Number
AG6727
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
22 Dec 2021 - 22 Nov 2024
Yes
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
22 Dec 2021 - 22 Nov 2024
Yes
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
22 Dec 2021 - 22 Nov 2024
Yes
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
30 Sep 2021 - 21 Dec 2021
No
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
30 Sep 2021 - 21 Dec 2021
No
AG6727
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
30 Sep 2021 - 21 Dec 2021
No
AG6727
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
11 Jan 2018 - 13 Aug 2021
No
AG6727
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
11 Jan 2018 - 13 Aug 2021
No
AG6727
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Mar 2015 - 29 Sep 2017
No
AG6727
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Mar 2015 - 29 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.