Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LY, PUI YUK MACKY
Chinese Name of Relevant Individual
李佩玉
HKMA Registration Number
AG6732
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jun 2019 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2015 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2015 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LY, PUI YUK MACKY
:
Chinese Name of Relevant Individual
李佩玉
:
HKMA Registration Number
AG6732
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6732
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jun 2019 - 19 Feb 2023
No
AG6732
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jun 2019 - 19 Feb 2023
No
AG6732
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Mar 2018 - 12 Jul 2018
No
AG6732
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Mar 2018 - 12 Jul 2018
No
AG6732
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Mar 2015 - 02 Nov 2017
No
AG6732
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Mar 2015 - 02 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.