Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, HAN
Chinese Name of Relevant Individual
林翰
HKMA Registration Number
AG6735
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jun 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2015 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2015 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Mar 2015 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, HAN
:
Chinese Name of Relevant Individual
林翰
:
HKMA Registration Number
AG6735
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6735
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jun 2019 - 23 Jun 2021
No
AG6735
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
14 Jun 2019 - 23 Jun 2021
No
AG6735
UBS AG
Type 1: dealing in securities
07 Mar 2015 - 24 Feb 2017
No
AG6735
UBS AG
Type 4: advising on securities
07 Mar 2015 - 24 Feb 2017
No
AG6735
UBS AG
Type 6: advising on corporate finance
07 Mar 2015 - 24 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.