Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, SHUK YIN
Chinese Name of Relevant Individual
鄧淑妍
HKMA Registration Number
AG6744
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2021 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2021 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2015 - 17 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2015 - 17 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, SHUK YIN
:
Chinese Name of Relevant Individual
鄧淑妍
:
HKMA Registration Number
AG6744
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6744
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Sep 2021 - 17 Nov 2021
No
AG6744
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Sep 2021 - 17 Nov 2021
No
AG6744
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2015 - 17 Oct 2018
No
AG6744
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2015 - 17 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.