Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUDSON, DOMINIC JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AG6753
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2024 - 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2024 - 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Feb 2024 - 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2018 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2018 - 18 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2017 - 24 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Aug 2017 - 24 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2017 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Apr 2017 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2016 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Nov 2016 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUDSON, DOMINIC JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6753
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Feb 2024 - 06 Feb 2024
No
AG6753
ROYAL BANK OF CANADA
Type 4: advising on securities
05 Feb 2024 - 06 Feb 2024
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
05 Feb 2024 - 06 Feb 2024
No
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Mar 2018 - 18 Mar 2018
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
14 Mar 2018 - 18 Mar 2018
No
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Aug 2017 - 24 Aug 2017
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
21 Aug 2017 - 24 Aug 2017
No
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Apr 2017 - 09 Apr 2017
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
04 Apr 2017 - 09 Apr 2017
No
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
30 Nov 2016 - 04 Dec 2016
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
30 Nov 2016 - 04 Dec 2016
No
AG6753
ROYAL BANK OF CANADA
Type 1: dealing in securities
28 Jun 2016 - 30 Jun 2016
No
AG6753
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
28 Jun 2016 - 30 Jun 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2016 - 15 Apr 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Apr 2016 - 15 Apr 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2016 - 18 Mar 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Mar 2016 - 18 Mar 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2016 - 21 Jan 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jan 2016 - 21 Jan 2016
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2015 - 23 Oct 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Oct 2015 - 23 Oct 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2015 - 12 Aug 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Aug 2015 - 12 Aug 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2015 - 20 May 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 May 2015 - 20 May 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Mar 2015 - 12 Mar 2015
No
AG6753
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Mar 2015 - 12 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.