Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

YOON, TAE JUNG

Chinese Name of Relevant Individual

HKMA Registration Number

AG6791

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK OF SINGAPORE LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

24 Feb 2024 - 16 Jul 2025

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF SINGAPORE LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

24 Feb 2024 - 16 Jul 2025

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Feb 2021 - 31 Oct 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 4: advising on securities

Effective Period

11 Feb 2021 - 31 Oct 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

EFG BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Sep 2018 - 27 Dec 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

EFG BANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

11 Sep 2018 - 27 Dec 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 1: dealing in securities

Effective Period

30 Sep 2016 - 24 Apr 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 4: advising on securities

Effective Period

30 Sep 2016 - 24 Apr 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS WEALTH MANAGEMENT

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Mar 2015 - 30 Sep 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS WEALTH MANAGEMENT

Regulated Activity

Type 4: advising on securities

Effective Period

11 Mar 2015 - 30 Sep 2016

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

YOON, TAE JUNG

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AG6791

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AG6791

BANK OF SINGAPORE LIMITED

Type 1: dealing in securities

24 Feb 2024 - 16 Jul 2025

No

AG6791

BANK OF SINGAPORE LIMITED

Type 4: advising on securities

24 Feb 2024 - 16 Jul 2025

No

AG6791

ROYAL BANK OF CANADA

Type 1: dealing in securities

11 Feb 2021 - 31 Oct 2023

No

AG6791

ROYAL BANK OF CANADA

Type 4: advising on securities

11 Feb 2021 - 31 Oct 2023

No

AG6791

EFG BANK AG

Type 1: dealing in securities

11 Sep 2018 - 27 Dec 2019

No

AG6791

EFG BANK AG

Type 4: advising on securities

11 Sep 2018 - 27 Dec 2019

No

AG6791

BNP PARIBAS

Type 1: dealing in securities

30 Sep 2016 - 24 Apr 2018

No

AG6791

BNP PARIBAS

Type 4: advising on securities

30 Sep 2016 - 24 Apr 2018

No

AG6791

BNP PARIBAS WEALTH MANAGEMENT

Type 1: dealing in securities

11 Mar 2015 - 30 Sep 2016

No

AG6791

BNP PARIBAS WEALTH MANAGEMENT

Type 4: advising on securities

11 Mar 2015 - 30 Sep 2016

No