Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HEUNG, TSZ WAI ALAN
Chinese Name of Relevant Individual
香子偉
HKMA Registration Number
AG6795
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
30 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 30 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2023 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2023 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2022 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2022 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2019 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2019 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Feb 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2015 - 29 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HEUNG, TSZ WAI ALAN
:
Chinese Name of Relevant Individual
香子偉
:
HKMA Registration Number
AG6795
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Dec 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Dec 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Dec 2025
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6795
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 30 Dec 2025
No
AG6795
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 30 Dec 2025
No
AG6795
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 30 Dec 2025
No
AG6795
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Jul 2023 - 29 Aug 2025
No
AG6795
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Jul 2023 - 29 Aug 2025
No
AG6795
CHONG HING BANK LIMITED
Type 1: dealing in securities
25 Nov 2022 - 04 Jun 2023
No
AG6795
CHONG HING BANK LIMITED
Type 4: advising on securities
25 Nov 2022 - 04 Jun 2023
No
AG6795
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2019 - 28 Sep 2021
No
AG6795
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2019 - 28 Sep 2021
No
AG6795
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2017 - 18 Jul 2018
No
AG6795
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2017 - 18 Jul 2018
No
AG6795
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Feb 2017 - 11 Jul 2017
No
AG6795
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Feb 2017 - 11 Jul 2017
No
AG6795
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Feb 2017 - 11 Jul 2017
No
AG6795
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Mar 2015 - 29 Aug 2016
No
AG6795
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Mar 2015 - 29 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.