Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, HIN YIP
Chinese Name of Relevant Individual
湯顯業
HKMA Registration Number
AG6805
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2017 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2015 - 16 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, HIN YIP
:
Chinese Name of Relevant Individual
湯顯業
:
HKMA Registration Number
AG6805
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6805
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
01 Jun 2017 - 14 Jul 2020
No
AG6805
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
01 Jun 2017 - 14 Jul 2020
No
AG6805
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
12 Mar 2015 - 16 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.