Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TAAVITSAINEN, MIKA PEKKA NICOLAS
Chinese Name of Relevant Individual

HKMA Registration Number
AG6819
Other HKMA Registration Number(s)
AF3806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Nov 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Nov 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Nov 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TAAVITSAINEN, MIKA PEKKA NICOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6819
:
Other HKMA Registration Number(s)
AF3806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
16 Nov 2011
No
INV. BANKING TEAM LEADER
UBS AG
Type 4: advising on securities
16 Nov 2011
No
INV. BANKING TEAM LEADER
UBS AG
Type 6: advising on corporate finance
16 Nov 2011
No
INV. BANKING TEAM LEADER