Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIANG, WEIYI
Chinese Name of Relevant Individual
姜逶迤
HKMA Registration Number
AG6824
Other HKMA Registration Number(s)
AF3991
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BARCLAYS BANK PLC
SFC CE number
AAJ160
Business Address
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2015 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2015 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Mar 2015 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2011 - 12 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2011 - 12 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Dec 2011 - 12 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIANG, WEIYI
:
Chinese Name of Relevant Individual
姜逶迤
:
HKMA Registration Number
AG6824
:
Other HKMA Registration Number(s)
AF3991
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Sep 2021
No
BANKING
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 Sep 2021
No
BANKING
Name of Registered Institution
SFC CE number
Business Address
BARCLAYS BANK PLC
AAJ160
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6824
BARCLAYS BANK PLC
Type 1: dealing in securities
Since 15 Sep 2021
No
AG6824
BARCLAYS BANK PLC
Type 6: advising on corporate finance
Since 15 Sep 2021
No
AG6824
UBS AG
Type 1: dealing in securities
13 Mar 2015 - 19 Jul 2019
No
AG6824
UBS AG
Type 4: advising on securities
13 Mar 2015 - 19 Jul 2019
No
AG6824
UBS AG
Type 6: advising on corporate finance
13 Mar 2015 - 19 Jul 2019
No
AF3991
UBS AG
Type 1: dealing in securities
01 Dec 2011 - 12 Mar 2015
No
AF3991
UBS AG
Type 4: advising on securities
01 Dec 2011 - 12 Mar 2015
No
AF3991
UBS AG
Type 6: advising on corporate finance
01 Dec 2011 - 12 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
