Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HSU, CHRISTINE SHING
Chinese Name of Relevant Individual

徐欣
HKMA Registration Number
AG6826
Other HKMA Registration Number(s)
AE7013
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jul 2010
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jul 2010
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
05 Jul 2010
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MGR INV. BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HSU, CHRISTINE SHING
:
Chinese Name of Relevant Individual
徐欣
:
HKMA Registration Number
AG6826
:
Other HKMA Registration Number(s)
AE7013
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
05 Jul 2010
No
SENIOR MGR INV. BANKING
UBS AG
Type 4: advising on securities
05 Jul 2010
No
SENIOR MGR INV. BANKING
UBS AG
Type 6: advising on corporate finance
05 Jul 2010
No
SENIOR MGR INV. BANKING