Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIA, HUEY PING
Chinese Name of Relevant Individual
謝慧彬
HKMA Registration Number
AG6832
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2015 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2015 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIA, HUEY PING
:
Chinese Name of Relevant Individual
謝慧彬
:
HKMA Registration Number
AG6832
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6832
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
20 Jun 2022 - 08 Aug 2022
No
AG6832
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
20 Jun 2022 - 08 Aug 2022
No
AG6832
UBS AG
Type 1: dealing in securities
13 Mar 2015 - 30 Jul 2021
No
AG6832
UBS AG
Type 4: advising on securities
13 Mar 2015 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.