Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, PUI LING
Chinese Name of Relevant Individual
鄧佩鈴
HKMA Registration Number
AG6846
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2020 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2020 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2015 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2015 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, PUI LING
:
Chinese Name of Relevant Individual
鄧佩鈴
:
HKMA Registration Number
AG6846
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
18 Oct 2023
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
18 Oct 2023
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6846
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 18 Oct 2023
No
AG6846
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 18 Oct 2023
No
AG6846
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2020 - 28 Sep 2023
No
AG6846
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2020 - 28 Sep 2023
No
AG6846
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Mar 2015 - 31 Mar 2020
No
AG6846
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Mar 2015 - 31 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
