Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, MINGJING
Chinese Name of Relevant Individual
陳明靜
HKMA Registration Number
AG6847
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jun 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2017 - 24 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2017 - 24 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2015 - 24 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2015 - 24 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2015 - 06 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2015 - 06 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, MINGJING
:
Chinese Name of Relevant Individual
陳明靜
:
HKMA Registration Number
AG6847
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jun 2020
No
SALES & TRADING, TREASURY & MARKETS
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Sep 2024
No
SALES & TRADING, TREASURY & MARKETS
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6847
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 14 Sep 2024
No
AG6847
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 13 Jun 2020
No
AG6847
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Dec 2017 - 24 Apr 2020
No
AG6847
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Dec 2017 - 24 Apr 2020
No
AG6847
CITIBANK, N.A.
Type 1: dealing in securities
13 Mar 2015 - 24 Apr 2020
No
AG6847
CITIBANK, N.A.
Type 4: advising on securities
13 Mar 2015 - 24 Apr 2020
No
AG6847
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Mar 2015 - 06 Jun 2017
No
AG6847
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Mar 2015 - 06 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.