Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWOK BAN
Chinese Name of Relevant Individual
陳國斌
HKMA Registration Number
AG6857
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2017 - 01 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2017 - 01 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2015 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2015 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWOK BAN
:
Chinese Name of Relevant Individual
陳國斌
:
HKMA Registration Number
AG6857
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6857
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
18 Feb 2019 - 31 Oct 2021
No
AG6857
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
18 Feb 2019 - 31 Oct 2021
No
AG6857
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Oct 2017 - 01 Apr 2018
No
AG6857
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Oct 2017 - 01 Apr 2018
No
AG6857
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Mar 2015 - 25 Aug 2017
No
AG6857
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Mar 2015 - 25 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.