Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEN, DAVID
Chinese Name of Relevant Individual

鄭世耀
HKMA Registration Number
AG6894
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Mar 2015
Is an Executive Officer? (Yes / No)
No
Capacity
LOAN SYNDICATIONS
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Mar 2015
Is an Executive Officer? (Yes / No)
No
Capacity
LOAN SYNDICATIONS
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
LOAN SYNDICATIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, DAVID
:
Chinese Name of Relevant Individual
鄭世耀
:
HKMA Registration Number
AG6894
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
17 Mar 2015
No
LOAN SYNDICATIONS
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
17 Mar 2015
No
LOAN SYNDICATIONS
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
16 Sep 2020
No
LOAN SYNDICATIONS