Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MAGNI, NICOLO
Chinese Name of Relevant Individual

HKMA Registration Number
AG6903
Other HKMA Registration Number(s)
AF1636
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jun 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Jun 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
17 Jun 2011
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING TEAM LEADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MAGNI, NICOLO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6903
:
Other HKMA Registration Number(s)
AF1636
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
17 Jun 2011
No
INV. BANKING TEAM LEADER
UBS AG
Type 4: advising on securities
17 Jun 2011
No
INV. BANKING TEAM LEADER
UBS AG
Type 6: advising on corporate finance
17 Jun 2011
No
INV. BANKING TEAM LEADER