Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, WAI CHU
Chinese Name of Relevant Individual
孫慧珠
HKMA Registration Number
AG6916
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2015 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2015 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2015 - 18 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2015 - 18 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2015 - 18 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, WAI CHU
:
Chinese Name of Relevant Individual
孫慧珠
:
HKMA Registration Number
AG6916
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6916
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Dec 2015 - 06 Mar 2022
No
AG6916
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Dec 2015 - 06 Mar 2022
No
AG6916
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2015 - 18 Jul 2015
No
AG6916
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2015 - 18 Jul 2015
No
AG6916
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2015 - 18 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.