Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, ZIWEI
Chinese Name of Relevant Individual
吳子維
HKMA Registration Number
AG6925
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2015 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2015 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Mar 2015 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, ZIWEI
:
Chinese Name of Relevant Individual
吳子維
:
HKMA Registration Number
AG6925
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6925
UBS AG
Type 1: dealing in securities
19 Mar 2015 - 06 Apr 2018
No
AG6925
UBS AG
Type 4: advising on securities
19 Mar 2015 - 06 Apr 2018
No
AG6925
UBS AG
Type 6: advising on corporate finance
19 Mar 2015 - 06 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.