Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHUN TAK
Chinese Name of Relevant Individual
李晉德
HKMA Registration Number
AG6958
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2018 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2018 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2015 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2015 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHUN TAK
:
Chinese Name of Relevant Individual
李晉德
:
HKMA Registration Number
AG6958
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6958
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Oct 2018 - 07 Apr 2024
No
AG6958
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Oct 2018 - 07 Apr 2024
No
AG6958
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2015 - 28 Oct 2015
No
AG6958
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2015 - 28 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.