Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KONG, JIA SHENG DANIEL
Chinese Name of Relevant Individual

康家胜
HKMA Registration Number
AG6979
Other HKMA Registration Number(s)
AG1398
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Oct 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Oct 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
22 Oct 2013
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KONG, JIA SHENG DANIEL
:
Chinese Name of Relevant Individual
康家胜
:
HKMA Registration Number
AG6979
:
Other HKMA Registration Number(s)
AG1398
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
22 Oct 2013
No
SALESPERSON
UBS AG
Type 4: advising on securities
22 Oct 2013
No
SALESPERSON
UBS AG
Type 7: providing automated trading services
22 Oct 2013
No
SALESPERSON